Unclaimed
Craig William Strong is an investment advisor representative associated with RBC Capital Markets, LLC. Craig Strong has been in the industry since February 15, 2006. Craig Strong has a combined state law license, Series 66, and has passed the General Securities Representative Examination (Series 7). Craig Strong is licensed to offer advisory services in 53 states and territories. In addition to RBC Capital Markets, LLC, Craig Strong has previously worked for Piper Jaffray & Co., UBS Financial Services Inc., and FBL Marketing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
05/17/2023 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
11/11/2021 - 04/15/2022
FBL MARKETING SERVICES, LLC (Detroit Lakes MN)
MN
12/11/2009 - 11/10/2021
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
08/12/2006 - 04/29/2008
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MN
06/16/2003 - 08/12/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BOTH
Issued 08/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/26/2005
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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