Unclaimed
Craig William Straub is a registered investment advisor representative with Lazard Asset Management LLC, located in NEW YORK, NY. Craig Straub has been in the securities industry since September 18, 1998. Before Lazard Asset Management LLC, Craig Straub was registered with LAZARD FRERES & CO. LLC and J.P. MORGAN SECURITIES INC.. Craig William Straub holds a Series 7, 24, 31, 63, and 65 license. Craig William Straub has been registered with FINRA since April 1, 2004. The firm is headquartered in NEW YORK, NY. Lazard Asset Management LLC provides portfolio management for businesses, individuals, and investment companies, as well as portfolio management for pooled investment vehicles. The firm primarily works with individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, investment companies, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/05/2003 - Present
Lazard Asset Management LLC (NEW YORK NY)
NY
10/11/1999 - 04/01/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
04/10/1997 - 05/01/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 11/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 04/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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