Unclaimed
Craig William Markham is a financial advisor with Cetera Investment Advisers LLC. Craig has been in the financial services industry for over 37 years. Craig has a broad background in financial services. Craig has worked with various firms like Tower Square Securities, MetLife Securities Inc, New England Securities, Walnut Street Securities, Nathan & Lewis Securities, Mercantile Investment Services, Mark Twain Brokerage Services, LaSalle St Securities, B.C. Christopher Securities Co., M.S. Kerns Investments, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Cetera Advisor Networks. Craig is registered to provide financial advice and services in Missouri. Craig provides financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
06/29/2023 - Present
Cetera Investment Advisers LLC (ST LOUIS MO)
MO
07/14/2005 - 09/04/2013
TOWER SQUARE SECURITIES, INC. (ST LOUIS MO)
MO
11/07/2003 - 09/04/2013
METLIFE SECURITIES INC. (ST. LOUIS MO)
MO
11/07/2003 - 09/04/2013
NEW ENGLAND SECURITIES (ST. LOUIS MO)
MO
06/11/1998 - 09/03/2013
WALNUT STREET SECURITIES, INC. (ST. LOUIS MO)
NY
11/07/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CT
07/20/2005 - 12/12/2006
MLI DISTRIBUTION LLC (HARTFORD CT)
NJ
12/14/2005 - 12/05/2006
CITISTREET EQUITIES LLC (SOMERSET NJ)
CT
07/20/2005 - 09/26/2005
TL&A INSURANCE DISTRIBUTION LLC (HARTFORD CT)
CA
07/01/2005 - 07/14/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
12/16/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MO
06/21/1997 - 06/01/1998
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
11/21/1989 - 06/21/1997
MARK TWAIN BROKERAGE SERVICES, INC.
IL
06/15/1989 - 12/05/1989
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
MO
05/13/1988 - 07/03/1989
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
11/19/1986 - 06/06/1988
M.S. KERNS INVESTMENTS, INC.
NA
07/24/1985 - 11/19/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 02/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/10/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/29/1987
Series 24 - General Securities Principal Examination
BC
Issued 05/04/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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