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Craig William Markham

Cetera Investment Advisers LLC

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About Craig William Markham

Craig William Markham is an investment advisor representative at Cetera Investment Advisers LLC in Schaumburg, Illinois. Craig has been in the industry since August 1, 1985.

Firm Information

Craig Markham is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

1821 S 9TH ST

ST LOUIS, MO 63104

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Craig Markham’s Registration & Firm History

MO

06/29/2023 - Present

Cetera Investment Advisers LLC (ST LOUIS MO)

MO

07/14/2005 - 09/04/2013

TOWER SQUARE SECURITIES, INC. (ST LOUIS MO)

MO

11/07/2003 - 09/04/2013

METLIFE SECURITIES INC. (ST. LOUIS MO)

MO

11/07/2003 - 09/04/2013

NEW ENGLAND SECURITIES (ST. LOUIS MO)

MO

06/11/1998 - 09/03/2013

WALNUT STREET SECURITIES, INC. (ST. LOUIS MO)

NY

11/07/2003 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

CT

07/20/2005 - 12/12/2006

MLI DISTRIBUTION LLC (HARTFORD CT)

NJ

12/14/2005 - 12/05/2006

CITISTREET EQUITIES LLC (SOMERSET NJ)

CT

07/20/2005 - 09/26/2005

TL&A INSURANCE DISTRIBUTION LLC (HARTFORD CT)

CA

07/01/2005 - 07/14/2005

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

NY

12/16/2002 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

MO

06/21/1997 - 06/01/1998

MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)

NA

11/21/1989 - 06/21/1997

MARK TWAIN BROKERAGE SERVICES, INC.

IL

06/15/1989 - 12/05/1989

LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)

MO

05/13/1988 - 07/03/1989

B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)

NA

11/19/1986 - 06/06/1988

M.S. KERNS INVESTMENTS, INC.

NA

07/24/1985 - 11/19/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 2/19/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/8/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/4/1999

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/10/1988

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 6/29/1987

Series 24 - General Securities Principal Examination

BC

Issued 5/4/1987

Series 4 - Registered Options Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/14/1989

Series 3 - National Commodity Futures Examination

BC

Issued 7/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig William Markham.
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