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Craig William Hartigan

Capital Client Group, Inc.

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About Craig William Hartigan

Craig William Hartigan is a registered representative with Capital Client Group, Inc. Craig has been in the industry since February 13, 1992, and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Craig is licensed in California, Connecticut, Maine, Massachusetts, New Hampshire, New York, Rhode Island, and Vermont. Craig William Hartigan holds licenses for Series 6, 7, 26, and 63, and passed the SIE exam. Craig William Hartigan was previously employed by Putnam Retail Management Limited Partnership in Boston, MA from January 31, 1992 to January 14, 2008.

Firm Information

Craig Hartigan is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Craig Hartigan’s Registration & Firm History

CA

01/29/2008 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

01/31/1992 - 01/14/2008

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 12/05/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/30/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig William Hartigan.
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