Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig William Beresin is a registered representative with UBS Financial Services Inc. Craig has over 20 years of experience in the financial services industry. Craig holds Series 7, 55, 57TO, 63, and 65 licenses and is registered in multiple states. Craig specializes in providing investment advice and financial planning services to individuals, businesses, high-net-worth clients, and institutions. Craig's previous experience includes roles at Lehman Brothers Inc., Barclays Capital Inc., Watermill Institutional Trading LLC, Boursa Investments, and Precision Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
09/07/2018 - Present
UBS Financial Services Inc. (NEW YORK NY)
CA
10/29/2014 - 04/26/2016
PRECISION SECURITIES, LLC (DEL MAR CA)
CA
04/22/2014 - 10/20/2014
BOURSA INVESTMENTS (CHULA VISTA CA)
NY
12/23/2011 - 10/28/2013
WATERMILL INSTITUTIONAL TRADING LLC (NEW YORK NY)
NY
09/22/2008 - 02/24/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/11/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/07/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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