Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig William Beauregard is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Craig William Beauregard has been working in the financial industry since February 1997. Craig William Beauregard is a registered investment advisor representative in Kentucky, Texas, and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (LOUISVILLE KY)
NC
03/03/2011 - 03/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/20/2004 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
06/07/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NE
02/20/1996 - 04/28/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
FL
05/18/1995 - 12/31/1995
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
CA
10/24/1994 - 05/24/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
02/23/1994 - 10/25/1994
DICKINSON & CO. (DES MOINES IA)
IA
Issued 05/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/14/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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