Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Tucker is a financial advisor with over 20 years of experience in the industry. Craig is currently registered with HSBC Securities (USA) Inc., where has been employed since 2008. Prior to HSBC Securities (USA) Inc., Craig worked at J.P. MORGAN SECURITIES INC. and BLACKWOOD SECURITIES, LLC. Craig has passed numerous FINRA exams and holds registrations in numerous states. Craig specializes in portfolio management and asset allocation for individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
02/16/2021 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
NY
10/01/2008 - 01/02/2009
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/18/2003 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/02/2002 - 04/18/2002
BLACKWOOD SECURITIES, LLC (NEW YORK NY)
NY
04/18/2000 - 11/28/2001
A.B. WATLEY, INC. (NEW YORK NY)
NE
05/29/1996 - 04/19/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
02/12/1996 - 04/08/1996
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 02/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2007
Series 4 - Registered Options Principal Examination
BC
Issued 04/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/29/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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