Unclaimed
Craig Nguyen is a financial advisor with over 20 years of experience in the financial services industry. Craig is currently registered with Transamerica Capital, Inc. Prior to joining Transamerica Capital, Inc., Craig was employed with OppenheimerFunds Distributor, Inc. in New York. Craig holds the Series 6 and SIE licenses and is registered with the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/05/2000 - Present
Transamerica Capital, Inc. (DENVER CO)
NY
08/09/2000 - 10/27/2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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