Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Trinidad Lomboy is a financial advisor who has been in the industry since August 7, 1996. Craig is currently registered with Vanguard Marketing Corp. in Malvern, PA. Craig previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
06/24/1998 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
04/30/1997 - 05/27/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
GA
12/17/1993 - 07/01/1994
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NY
07/19/1993 - 10/21/1993
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 05/14/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/2005
Series 4 - Registered Options Principal Examination
BC
Issued 08/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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