Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Timothy Charlton is a financial advisor with Principal Securities, Inc., a firm based in Des Moines, Iowa. Craig has been in the industry since 2003 and has a broad range of experience working with individual and institutional clients, including corporations, individuals, and charitable organizations. Craig has a strong track record of helping clients achieve their financial goals through investment management and financial planning services. Craig is registered to provide financial advice in Delaware, Florida, Maryland, New Jersey, New York, Pennsylvania, and Virginia. Craig is also licensed to sell insurance through Principal Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
PA
01/27/2020 - Present
Principal Securities, Inc. (Wayne PA)
PA
08/25/2015 - 01/23/2020
PRUCO SECURITIES, LLC. (CHALFONT PA)
PA
11/02/2012 - 08/19/2015
WADDELL & REED (YARDLEY PA)
PA
06/03/2009 - 04/01/2011
DUNCAN-WILLIAMS, INC. (PHILADELPHIA PA)
PA
05/25/2006 - 07/09/2009
J.P. MCGOWAN & COMPANY INCORPORATED (PHILADELPHIA PA)
PA
01/01/2005 - 06/02/2006
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
04/03/2000 - 02/27/2002
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
NY
03/17/1999 - 03/29/2000
FAHNESTOCK & CO., INC. (NEW YORK NY)
BOTH
Issued 11/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1999
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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