Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Thomas Vandegrift is a financial advisor with UBS Financial Services Inc. Craig has been in the industry since 1995 and holds Series 3, 7, 9, 10, 63, and 65 licenses. Craig's previous experience includes working with Dean Witter Reynolds Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Craig is registered in Florida, Illinois, Nevada, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
12/08/2006 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
12/13/2002 - 11/15/2006
MORGAN STANLEY DW INC. (ADDISON TX)
NY
04/07/1998 - 12/17/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/21/1995 - 04/19/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
07/13/1994 - 12/15/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
09/24/1993 - 12/15/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 07/09/1993
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2009
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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