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Craig Thomas Rogowski

Bofa Securities, Inc.

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About Craig Thomas Rogowski

Craig Thomas Rogowski is a financial professional with over 20 years of experience in the industry. Craig is currently registered with Bofa Securities, Inc. in Salt Lake City, UT and previously worked for Robert W. Baird & Co. Incorporated, Keybanc Capital Markets Inc., Pacific Crest Securities LLC, and UBS Securities LLC. Craig specializes in providing research-related services and holds Series 7, 63, 79, and 24 licenses.

Firm Information

Craig Rogowski is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Craig Rogowski’s Registration & Firm History

UT

06/23/2022 - Present

Bofa Securities, Inc. (SALT LAKE CITY UT)

CA

07/27/2017 - 06/12/2022

ROBERT W. BAIRD & CO. INCORPORATED (Los Altos CA)

CA

04/13/2015 - 07/17/2017

KEYBANC CAPITAL MARKETS INC. (SAN FRANCISCO CA)

CA

01/25/2007 - 04/13/2015

PACIFIC CREST SECURITIES LLC (SAN FRANCISCO CA)

NY

08/21/2001 - 11/09/2004

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/31/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Craig Thomas Rogowski.
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