Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Slaughter is a Registered Representative and Investment Advisor Representative. Craig has been in the industry since January 1998 and is currently registered with Park Avenue Securities LLC in Rye Brook, New York. Craig is licensed in Colorado, Connecticut, Florida, Georgia, New Jersey, New York and Texas. Craig has passed the Series 63, 65, 7, and SIE exams. Previously, Craig was employed by Kaufman Bros., L.P. and Forum Capital Markets LLC. Craig is also a licensed insurance agent and offers insurance products through Guardian Insurance & Annuity Company. Craig has a strong background in financial planning, portfolio management, and educational seminars. Craig specializes in providing financial advice to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/08/2021 - Present
Park Avenue Securities LLC (RYE BROOK NY)
NY
11/15/1999 - 11/20/2001
KAUFMAN BROS., L.P. (NEW YORK NY)
CT
11/04/1997 - 11/05/1999
FORUM CAPITAL MARKETS LLC (OLD GREENWICH CT)
IA
Issued 12/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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