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Craig Steven Gillen

Cetera Advisor Networks LLC

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About Craig Steven Gillen

Craig Steven Gillen is a financial advisor with over 20 years of experience in the financial services industry. Craig is currently registered with Cetera Advisor Networks LLC in Bethlehem, PA. Previously, Craig held positions with Walnut Street Securities, Inc., Scottsdale Capital Advisors Corp, Newbridge Securities Corporation, J.P. Turner & Company, L.L.C., GunnAllen Financial, Inc and Continental Broker-Dealer Corp. Craig holds several licenses and certifications, including the Series 7, Series 24, Series 31, Series 55, Series 57TO, and Series 63. Craig specializes in providing financial advice to individuals and families.

Firm Information

Craig Gillen is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Gillen’s Registration & Firm History

PA

09/03/2013 - Present

Cetera Advisor Networks LLC (BETHLEHEM PA)

PA

12/14/2012 - 09/03/2013

WALNUT STREET SECURITIES, INC. (BETHLEHEM PA)

PA

04/20/2009 - 08/26/2011

SCOTTSDALE CAPITAL ADVISORS CORP (BANGOR PA)

NY

11/21/2008 - 04/21/2009

NEWBRIDGE SECURITIES CORPORATION (RONKONKOMA NY)

NY

04/22/2008 - 12/02/2008

J.P. TURNER & COMPANY, L.L.C. (RONKONKOMA NY)

NY

03/31/2006 - 04/29/2008

NEWBRIDGE SECURITIES CORPORATION (RONKONKOMA NY)

FL

08/30/2002 - 04/05/2006

GUNNALLEN FINANCIAL, INC (TAMPA FL)

NY

05/31/2002 - 09/27/2002

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 06/14/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2002

Series 4 - Registered Options Principal Examination

BC

Issued 08/19/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 07/15/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig Steven Gillen.
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