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Craig Stephen Schwartzhoff

Empower Financial Services, Inc.

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About Craig Stephen Schwartzhoff

Craig Stephen Schwartzhoff is a financial advisor currently registered with Empower Financial Services, Inc. in Chicago, Illinois. Craig has been in the financial services industry since December 4, 2004. Craig previously worked at Prudential Investment Management Services LLC. Craig holds the following licenses: Series 6, Series 63, and SIE. Craig is registered with the following states: Colorado, Connecticut, Florida, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New York, North Carolina, Ohio, Virginia, and Wisconsin.

Firm Information

Craig Schwartzhoff is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Schwartzhoff’s Registration & Firm History

IL

04/04/2022 - Present

Empower Financial Services, Inc. (Chicago IL)

IL

01/25/2006 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Chicago IL)

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Licenses & Designations

BC

Issued 02/07/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig Stephen Schwartzhoff.
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