Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Stephen Prichard is a registered investment advisor representative with First Trust Advisors LP. Craig has been in the securities industry since February 23, 1988. Craig has a Series 63 and a Series 65 license. Craig holds a Series 7 and a Series 39 license and has passed the Securities Industry Essentials (SIE) Exam. Craig has been with First Trust Advisors LP since October 2004. Before that, Craig worked at Seligman Advisors, Inc. in Boston, Massachusetts, Van Kampen Funds Inc. in Houston, Texas and Clayton Brown & Associates, Inc. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
09/30/2011 - Present
First Trust Advisors LP (WHEATON IL)
MA
02/17/1999 - 10/15/2004
SELIGMAN ADVISORS, INC. (BOSTON MA)
TX
06/05/1990 - 01/25/1999
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IL
05/21/1987 - 09/23/1989
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
IA
Issued 08/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2014
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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