Unclaimed
Craig Sidney Thompson is a financial advisor with Cetera Investment Advisers LLC. Craig has been in the financial services industry for over 35 years. Craig is registered with the following states: California, Connecticut, Delaware, Florida, Georgia, Massachusetts, Montana, New Jersey, New York, Pennsylvania, Texas, and Vermont. Craig has Series 63 and Series 7 licenses as well as the SIE exam. Craig holds the Chartered Financial Consultant designation. Craig has previous experience with Securian Financial Services, Inc. and New England Securities. Craig has experience in fixed insurance sales and holds an agent/broker position with Allied Wealth Partners and Thompson Benefits Consultants DBA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/10/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
04/15/2014 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
02/10/1987 - 04/23/2014
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 2/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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