Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Kempler is a financial advisor with over 20 years of experience in the financial industry. Craig is currently registered with Janus Henderson Distributors US LLC and has been with the firm since January 2009. Craig is also registered in Colorado and Illinois. Previously, Craig was with PWMCO, LLC, Signator Investors, Inc., Legg Mason Wood Walker, Incorporated, and McDonald Investments Inc. Craig has passed the Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/30/2009 - Present
Janus Henderson Distributors US LLC (DENVER CO)
IL
06/15/2005 - 12/31/2008
PWMCO, LLC (CHICAGO IL)
MA
11/21/2003 - 04/27/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MD
06/20/2002 - 08/22/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
OH
02/22/2000 - 02/01/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 11/03/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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