Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Weinstein is a financial advisor at UBS Financial Services Inc. in New York, NY. Craig has been a registered representative in the financial services industry since 1991. Craig has a broad range of experience in the industry having worked for a number of different firms including Merrill Lynch, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Dean Witter Reynolds Inc. Craig holds a Series 7, Series 31, and Series 66 securities licenses. UBS Financial Services Inc. is a full-service brokerage firm that offers a wide range of financial products and services. UBS Financial Services Inc. is committed to providing its clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/02/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/29/2011 - 06/05/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/01/2009 - 05/23/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
10/06/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/05/2001 - 10/16/2006
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
12/01/1997 - 01/09/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/24/1992 - 12/02/1997
CIBC OPPENHEIMER (NEW YORK NY)
NY
04/18/1991 - 03/03/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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