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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Kinard is a financial advisor with over 26 years of experience in the industry. Craig currently works at UBS Financial Services Inc. in Denver, Colorado. Craig holds a wide range of licenses and certifications, including Series 7, Series 63, Series 66, Series 55, and Series 57TO. Craig has previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ASSENT LLC, PERSHING TRADING COMPANY, L.P., and PRUDENTIAL SECURITIES INCORPORATED. Craig specializes in providing financial advice to individuals, businesses, and institutions. Craig has a deep understanding of the financial markets and a commitment to providing his clients with personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
07/25/2022 - Present
UBS Financial Services Inc. (DENVER CO)
CO
09/10/2008 - 07/05/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWOOD VILLAGE CO)
CA
09/10/2003 - 09/25/2006
ASSENT LLC (LOS ANGELES CA)
NJ
12/05/1995 - 09/09/2003
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NY
09/26/1994 - 10/12/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 09/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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