Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Robertson is a financial advisor with Barclays Capital Inc. Craig has over 10 years of experience in the financial services industry. Craig is registered to provide securities advice in all 50 states, as well as Puerto Rico and the Virgin Islands. Craig holds the Series 3, 4, 7, 24, 57 and 63 licenses and is a Registered Options Principal. Craig was previously employed at SG Americas Securities, LLC and Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/20/2018 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
03/09/2015 - 08/10/2018
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
12/01/2010 - 12/19/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 04/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2017
Series 57 - Securities Trader Exam
BC
Issued 05/27/2016
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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