Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Watanabe is a financial advisor with over 40 years of experience in the industry. Craig is currently registered as a Registered Investment Advisor (RIA) with Diversify Advisory Services, LLC in California. Craig provides financial planning, selection of other advisors and portfolio management services for individuals and businesses. Previously, Craig was a Registered Representative with United Planners' Financial Services of America, a Limited Partner, NRP Financial, Inc., Western International Securities, Inc., MyClearing.com, LLC, and Baraban Securities, Inc. Craig holds the Series 7, Series 24, Series 4, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 87, Series 99TO, and Series 63 licenses, and has the SIE and Series 65 certifications. Craig is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
UT
09/05/2023 - Present
Diversify Advisory Services, LLC (SANDY UT)
CA
10/08/2009 - 11/08/2017
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CALABASAS CA)
CA
05/30/2008 - 10/13/2009
NRP FINANCIAL, INC. (PASADENA CA)
CA
07/22/1996 - 10/09/2009
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
04/13/2001 - 01/02/2002
MYCLEARING.COM, LLC (LOS ANGELES CA)
CA
08/24/1983 - 08/12/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 11/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/07/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/11/1984
Series 4 - Registered Options Principal Examination
BC
Issued 06/06/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/10/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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