Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Robert Nett has been in the financial services industry since 1999 and is currently registered with LPL Financial LLC. Craig Robert Nett is licensed to offer securities and investment advisory services in California and Washington. Craig Robert Nett has a broad range of experience working for several firms including Lucia Securities, LLC, First Allied Securities, Inc., IFMG Securities, Inc., DFC Investor Services, and FISERV Investor Services, Inc. In addition to his registration as an investment advisor representative, Craig Robert Nett also holds licenses for Series 7, Series 24, Series 27, Series 63, Series 65, Series 99TO, and the SIE. Craig Robert Nett is able to offer advisory services to a range of clients including corporations, individuals, high-net-worth individuals, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/22/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
12/14/2009 - 12/02/2013
LUCIA SECURITIES, LLC (SAN DIEGO CA)
CA
08/01/2008 - 12/06/2011
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
08/01/2007 - 04/04/2008
IFMG SECURITIES, INC. (IRVINE CA)
CA
06/29/2001 - 10/19/2007
DFC INVESTOR SERVICES (IRVINE CA)
TX
08/27/1998 - 06/11/2001
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
BC
Issued 07/07/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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