Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Robert Crawley is a financial advisor with over 30 years of experience in the financial industry. He is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since February 2010. Craig is also registered as a Registered Investment Advisor (IA) in Texas and California. Craig has a diverse background, having previously worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., and BNL Securities Inc. Craig holds multiple securities licenses, including Series 3, 7, and 63, as well as the SIE and Series 65. He has also been registered in multiple states across the country. Craig's experience and qualifications allow him to provide a wide range of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/01/2016 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
06/01/2009 - 03/16/2010
MORGAN STANLEY SMITH BARNEY (LAGUNA BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAGUNA BEACH CA)
CA
12/08/2004 - 04/02/2007
MORGAN STANLEY DW INC. (LAGUNA BEACH CA)
NY
07/31/1993 - 12/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/21/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/19/1985 - 05/03/1988
BNL SECURITIES INC.
IA
Issued 06/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Craig Crawley is the right advisor for you? Invested Better is here to help.
