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Craig Richard Avallone

BNP Paribas Securities Corp.

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About Craig Richard Avallone

Craig Avallone is a financial advisor with BNP Paribas Securities Corp., a leading financial institution. Craig has been in the securities industry since 2004, and is registered in all 50 states and the District of Columbia. He is licensed to sell securities and is a member of FINRA. Craig's previous employment was with UBS Securities LLC. He holds the Series 7, Series 63, and SIE licenses. Craig's experience and credentials make him a valuable resource for investors seeking financial guidance.

Firm Information

Craig Avallone is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Avallone’s Registration & Firm History

NY

01/04/2013 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

07/05/2004 - 11/21/2012

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/12/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Craig Richard Avallone.
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