Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Remsen is a financial professional with over 20 years of experience in the financial services industry. Craig is currently registered with Wells Fargo Securities, LLC, and has previously held positions with Raymond James & Associates, Inc., Wells Fargo Securities, LLC, Delaware Distributors, L.P. and Conseco Equity Sales, Inc. Craig is licensed to conduct business in all 50 states. Craig holds a variety of licenses including Series 7, Series 63, Series 52, Series 57 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/13/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
06/02/2021 - 10/04/2021
RAYMOND JAMES & ASSOCIATES, INC. (CHARLOTTE NC)
NC
05/07/2010 - 08/21/2020
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
PA
09/22/2000 - 11/30/2007
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
IN
03/03/1999 - 07/19/2000
CONSECO EQUITY SALES, INC. (CARMEL IN)
IA
Issued 05/01/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2016
Series 57 - Securities Trader Exam
BC
Issued 05/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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