Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Kapp is an investment advisor representative and a Registered Representative for Fidelity Personal and Workplace Advisors. Craig has been in the industry since August 24, 1993. Craig's registrations include Series 6, 7, 9, 10, 24, 63, 66 and SIE. Craig is also a registered investment advisor representative in Texas and Utah. Previous firms include Merrill Lynch, Pierce, Fenner & Smith Incorporated, U.S. Bancorp Investments, Inc. and Transamerica Investors Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
02/18/2022 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
05/06/2020 - 01/11/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SALT LAKE CITY UT)
UT
05/15/2017 - 04/22/2020
U.S. BANCORP INVESTMENTS, INC. (MIDVALE UT)
UT
10/01/2014 - 12/31/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (NORTH SALT LAKE UT)
UT
01/01/2008 - 09/25/2014
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
03/30/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SALT LAKE CITY UT)
RI
01/27/2006 - 04/27/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
10/23/2002 - 01/25/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
03/03/1993 - 10/23/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 03/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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