Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Denham has been in the financial industry since 2003. Craig is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., a broker-dealer and investment adviser headquartered in New York, New York. Craig has been with Merrill Lynch since 2012 and has been registered as an investment adviser representative in New Jersey, Pennsylvania and Texas. Craig is a licensed Securities Agent in various states and has successfully passed the Series 63, 65, 7 and SIE exams. Craig also holds a license to sell insurance. Craig has provided financial services to a wide range of clients including corporations, businesses, individuals, trusts, pension and profit-sharing plans, insurance companies and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (YARDLEY PA)
IL
09/20/2007 - 11/15/2007
ABN AMRO INCORPORATED (CHICAGO IL)
IL
04/07/2000 - 09/25/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
BC
Issued 11/26/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/18/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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