Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig A. Pruett is an active Registered Representative with J.P. Morgan Securities LLC, working out of the Morristown, NJ office. Craig has over 38 years of experience in the industry. Craig is a Series 65, Series 63, Series 9, Series 10, Series 24, Series 8, SIE, Series 3 and Series 7 licensed professional. Craig's previous experience includes working with firms such as Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Dreyfus Service Corporation, Glen Rauch Securities, Inc. and Glickenhaus - LTG & Co. Limited Partnership. Craig provides financial planning, pension consulting, selection of other advisors, portfolio management for businesses and portfolio management for individuals to a wide range of clients, including high net worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
06/11/2014 - Present
J.p. Morgan Securities LLC (MORRISTOWN NJ)
NJ
09/11/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MORRISTOWN NJ)
NJ
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
NJ
12/07/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
10/06/1997 - 11/29/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
03/03/1987 - 01/14/1997
GLEN RAUCH SECURITIES, INC. (NEW YORK NY)
NA
12/26/1986 - 02/02/1987
GLICKENHAUS - LTG & CO. LIMITED PARTNERSHIP
NA
10/17/1983 - 12/26/1986
LISS TENNER & GOLDBERG SECURITIES CORPORATION
IA
Issued 10/2/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 11/4/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 9/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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