Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Peter Rochin is a financial advisor with LPL Financial LLC, based in Livermore, California. Craig has been in the financial industry since 1995, and has a wide range of experience in providing financial advice to individuals, families, and businesses. Craig is registered to provide investment advice in multiple states and holds various securities licenses. In addition to his work with LPL Financial LLC, Craig also provides life insurance through Ohio National Life. Craig is dedicated to helping clients reach their financial goals and can assist with a variety of financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/29/2015 - Present
LPL Financial LLC (LIVERMORE CA)
CA
01/02/2009 - 09/08/2009
ASSOCIATED SECURITIES CORP. (LIVERMORE CA)
CA
01/23/1998 - 12/31/2008
FSC SECURITIES CORPORATION (LIVERMORE CA)
CA
05/11/1995 - 01/21/1998
SIFE (WALNUT CREEK CA)
BOTH
Issued 04/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Craig Rochin is the right advisor for you? Invested Better is here to help.
