Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Paul Taliento is a financial advisor who has been in the industry since August 8, 2002. Craig is currently registered with UBS Financial Services Inc. in NEW LONDON, CT and has been with the firm since September 11, 2013. Craig has been in the financial services industry for over two decades and has held positions with Morgan Stanley, Morgan Stanley & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, AIG SunAmerica Capital Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Craig is a licensed investment advisor representative and has a Series 63, Series 65, Series 7 and Series 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
09/11/2013 - Present
UBS Financial Services Inc. (NEW LONDON CT)
CT
06/01/2009 - 09/16/2013
MORGAN STANLEY (NEW LONDON CT)
CT
07/11/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MADISON CT)
CT
11/11/2004 - 07/14/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW LONDON CT)
NJ
05/23/2001 - 06/09/2003
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MN
09/22/2000 - 12/07/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/22/2000 - 12/07/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Craig Taliento is the right advisor for you? Invested Better is here to help.
