Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Paul Queripel is a financial advisor with Pershing LLC. Craig has been in the financial industry since 1992 and holds Series 4, 7, 8, 9, 10, 14, 24, 52TO, 63 and 65 licenses. Craig has prior experience with Ryan Beck & Co., UBS Financial Services Inc., PaineWebber Incorporated of Puerto Rico, BT Securities Corporation and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/14/2006 - Present
Pershing LLC (JERSEY CITY NJ)
NJ
03/17/2004 - 12/08/2006
RYAN BECK & CO. (FLORHAM PARK NJ)
NJ
05/30/1997 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PR
10/01/1997 - 06/29/1998
PAINEWEBBER INCORPORATED OF PUERTO RICO (HATO REY PR)
MD
09/16/1996 - 05/22/1997
BT SECURITIES CORPORATION (BALTIMORE MD)
NJ
04/25/1994 - 08/30/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/10/1992 - 04/27/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/1995
Series 14 - Compliance Officer Examination
BC
Issued 10/28/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/29/1994
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/1993
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Craig Queripel is the right advisor for you? Invested Better is here to help.
