Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Newell is a financial advisor with LPL Financial LLC, a firm that manages over $50 billion in assets. Craig has over 15 years of experience in the financial services industry. Craig has held previous positions at M&T Securities, Inc., and HSBC Securities (USA) Inc. Craig is a registered representative with FINRA and has a Series 7, Series 24, Series 4, and Series 63 licenses. Craig specializes in financial planning, portfolio management for businesses and individuals, and provides consulting services to clients. Craig works with a variety of clients including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
12/15/2023 - Present
LPL Financial LLC (BUFFALO NY)
NY
06/09/2021 - 11/13/2023
LPL FINANCIAL LLC (BUFFALO NY)
NY
09/22/2011 - 06/09/2021
M&T SECURITIES, INC. (BUFFALO NY)
NY
01/31/2008 - 09/26/2011
HSBC SECURITIES (USA) INC. (BUFFALO NY)
BC
Issued 03/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2016
Series 4 - Registered Options Principal Examination
BC
Issued 12/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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