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Craig Patrick Finnerty

Vanguard Marketing Corp.

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About Craig Patrick Finnerty

Craig Patrick Finnerty is a registered representative with Vanguard Marketing Corp. Craig is a registered professional in the state of Pennsylvania and has been in the industry since May 12, 2014. Craig has passed both the Series 63 and Series 7 exams as well as the Securities Industry Essentials Examination. Craig has registration in 53 states.

Firm Information

Craig Finnerty is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Finnerty’s Registration & Firm History

PA

05/13/2014 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 06/27/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig Patrick Finnerty.
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