Unclaimed
Craig Neal Thompson is a financial advisor with over 17 years of experience. Thompson is currently registered with Frost Brokerage Services, Inc. and is located in Dallas, Texas. Thompson's professional experience includes positions with Securities America, Inc. and Clark Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/03/2017 - Present
Frost Brokerage Services, Inc. (DALLAS TX)
TX
08/05/2014 - 04/27/2016
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
09/07/2006 - 07/28/2014
SECURITIES AMERICA, INC. (DALLAS TX)
TX
09/06/2004 - 08/09/2006
CLARK SECURITIES, INC. (DALLAS TX)
BC
Issued 09/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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