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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Moss is an active investment advisor representative registered with Morgan Stanley. Craig has been in the industry since 1983. Craig has experience at multiple firms including Citigroup Global Markets Inc, UBS Financial Services Inc, Kidder, Peabody & Co. Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Craig is licensed to provide investment advice in 22 states, and has passed both the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. Craig has experience working with a variety of clients including high net worth individuals, individuals other than high net worth, corporations or other businesses, insurance companies, investment companies, charitable organizations, pension and profit sharing plans, banking or thrift institutions, state or municipal government entities and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/30/2024 - Present
Morgan Stanley (Melville NY)
NY
05/09/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
01/28/1995 - 05/21/2008
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
03/20/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
05/13/1985 - 03/27/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
03/01/1983 - 05/28/1985
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 09/12/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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