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Craig Michael Zarcone

National Financial Services LLC

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About Craig Michael Zarcone

Craig Michael Zarcone is a financial advisor with National Financial Services LLC. Craig has over 9 years of experience in the financial industry. He has passed the Series 7, 9, 10, 65, SIE and 99TO exams. Craig is registered with FINRA and is actively registered with the state of Texas. Currently, Craig is based out of the Westlake, TX branch office.

Firm Information

Craig Zarcone is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Zarcone’s Registration & Firm History

TX

11/02/2018 - Present

National Financial Services LLC (WESTLAKE TX)

TX

05/25/2018 - 09/07/2018

CETERA ADVISOR NETWORKS LLC (IRVING TX)

TX

03/30/2016 - 09/06/2017

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

IA

Issued 03/17/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/27/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/23/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/05/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Craig Michael Zarcone.
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