Unclaimed
Craig Michael Wiener is a securities professional with over 15 years of experience in the industry. Wiener is currently registered with Credit Agricole Securities (usa) Inc. Prior to that, Wiener was registered with Standard Chartered Securities North America LLC, J.P. Morgan Securities LLC, and J.P. Morgan Securities Inc. Wiener holds FINRA Series 7 and 63 licenses. Wiener is registered in 10 states including Arizona, California, Florida, Illinois, Massachusetts, New York, Ohio, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/28/2020 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
05/13/2013 - 09/10/2020
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)
NY
10/01/2008 - 05/01/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
11/28/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/15/2005 - 04/17/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 02/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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