Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Swan is a financial advisor in Colorado Springs, Colorado. Craig has been in the financial services industry for 22 years. Craig is registered with Cambridge Investment Research Advisors, Inc., and has previously been registered with Commonwealth Financial Network, Financial Network Investment Corporation, Lincoln Investment Planning, Inc., and Charles Schwab & Co., Inc.. Craig is a Registered Representative and Investment Advisor Representative. Craig holds FINRA Series 63, 66, and 7 licenses. Craig is also a Registered Investment Advisor in Colorado. Craig's specializations include individual investment planning, portfolio management, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
05/10/2010 - Present
Cambridge Investment Research Advisors, Inc. (Colorado Springs CO)
CO
02/07/2008 - 04/30/2010
COMMONWEALTH FINANCIAL NETWORK (COLORADO SPRINGS CO)
CO
04/04/2005 - 01/16/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (COLORADO SPRINGS CO)
PA
06/17/2002 - 03/09/2005
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
TX
08/29/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 08/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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