Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Michael Rose is a financial advisor with Interactive Brokers Corp. He is a registered representative in 53 states and the District of Columbia. Craig is a Series 24, Series 3, Series 7, Series 55, Series 57TO and Series 63 licensed professional. He has been in the financial industry since September 19, 2004, and has worked for Interactive Brokers Corp., Interactive Brokers LLC, BMO Capital Markets Corp., Timber Hill LLC and Timber Hill Specialists Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/14/2016 - Present
Interactive Brokers Corp. (GREENWICH CT)
CT
08/14/2015 - 06/22/2016
INTERACTIVE BROKERS LLC (GREENWICH CT)
NY
07/18/2014 - 07/10/2015
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
CT
08/13/2004 - 01/18/2012
TIMBER HILL LLC (GREENWICH CT)
CT
12/18/2009 - 01/13/2011
TIMBER HILL SPECIALISTS CORP. (GREENWICH CT)
NY
10/23/2001 - 04/16/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 04/08/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/31/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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