Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Michael Davis is a financial professional with over 30 years of experience in the industry. Currently, Craig Michael Davis is registered with Charles Schwab & CO., Inc., and is located in the Lone Tree, CO office. Prior to joining Charles Schwab & CO., Inc., Craig Michael Davis worked for firms such as W.G. Nielsen & CO., The Yale Group, Inc., Access Capital Investment Group, Inc., Kirkpatrick, Pettis, Smith, Polian Inc., Dain Bosworth Incorporated, and Hanifen, Imhoff Inc.. Craig Michael Davis holds several licenses, including Series 7, Series 10, Series 9, Series 3, Series 34, Series 79TO, SIE and Series 63. Craig Michael Davis offers services such as financial planning, selection of other advisors, and wrap fee programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
08/01/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
02/04/2010 - 02/09/2021
W.G. NIELSEN & CO. (DENVER CO)
MA
12/01/2006 - 02/25/2009
THE YALE GROUP, INC. (NEWTON MA)
CO
03/11/2005 - 08/11/2005
ACCESS CAPITAL INVESTMENT GROUP, INC. (DENVER CO)
CO
03/30/1998 - 11/23/2004
W.G. NIELSEN & CO. (DENVER CO)
NE
05/09/1996 - 11/26/1996
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NA
10/17/1995 - 03/19/1996
DAIN BOSWORTH INCORPORATED
NE
03/25/1991 - 03/21/1995
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NA
03/04/1991 - 03/25/1991
UBC INVESTMENT CORPORATION
CO
10/26/1989 - 03/13/1990
HANIFEN, IMHOFF INC. (DENVER CO)
NA
02/09/1987 - 10/17/1989
ILLINOIS COMPANY INVESTMENTS, INC.
NA
06/10/1986 - 10/09/1986
HAND INVESTMENT COMPANY, INC.
NA
04/18/1986 - 06/10/1986
CENTRAL BROKERAGE SERVICES, INC.
BC
Issued 03/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/2023
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 03/06/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Craig Davis is the right advisor for you? Invested Better is here to help.
