Unclaimed
Craig Michael Cornell is a financial professional who has been active in the securities industry since January 6, 2000. Currently, Craig Cornell is registered with Tradition Securities and Derivatives LLC and is licensed to provide securities advice in New York. Prior to his current position, Craig Cornell was associated with ICAP CORPORATES LLC, TRADITION ASIEL SECURITIES INC., and STANDARD CREDIT SECURITIES INC. Craig Cornell holds Series 7, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/04/2014 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NJ
08/20/2012 - 06/23/2014
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
07/28/1999 - 09/11/2012
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
04/03/2012 - 08/15/2012
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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