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Craig Michael Cornell

Tradition Securities AND Derivatives LLC

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About Craig Michael Cornell

Craig Michael Cornell is a financial professional who has been active in the securities industry since January 6, 2000. Currently, Craig Cornell is registered with Tradition Securities and Derivatives LLC and is licensed to provide securities advice in New York. Prior to his current position, Craig Cornell was associated with ICAP CORPORATES LLC, TRADITION ASIEL SECURITIES INC., and STANDARD CREDIT SECURITIES INC. Craig Cornell holds Series 7, SIE and Series 63 licenses.

Firm Information

Craig Cornell is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Cornell’s Registration & Firm History

NY

12/04/2014 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NJ

08/20/2012 - 06/23/2014

ICAP CORPORATES LLC (JERSEY CITY NJ)

NY

07/28/1999 - 09/11/2012

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

04/03/2012 - 08/15/2012

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Craig Michael Cornell.
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