Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Bentley has been in the financial services industry since June 1999. Craig is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since April 2019. Previously, Craig was affiliated with WELLS FARGO ADVISORS LLC and WELLS FARGO CLEARING SERVICES, LLC. Craig is a Series 7, Series 31, and Series 66 licensed professional. Craig has a state exam in Uniform Combined State Law Examination. Craig specializes in providing financial advice to Individuals, High Net Worth Individuals, Pension and Profit-Sharing Plans, Corporations or Other Businesses, Insurance Companies, Banking or Thrift Institutions, Charitable Organizations and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/04/2019 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
02/11/2009 - 04/05/2019
WELLS FARGO CLEARING SERVICES, LLC (NEWPORT BEACH CA)
CA
04/02/2007 - 02/12/2009
MORGAN STANLEY & CO. INCORPORATED (LAGUNA WOODS CA)
CA
06/24/1999 - 04/02/2007
MORGAN STANLEY DW INC. (LAGUNA WOODS CA)
BOTH
Issued 07/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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