Unclaimed
Craig Metz is a registered representative with Icapital Markets LLC in New York, NY. Craig has over 10 years of experience in the financial industry. Prior to joining Icapital Markets LLC, Craig was a registered representative with Franklin Distributors, LLC and Legg Mason Investor Services, LLC. Craig holds the Series 7, Series 66 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2024 - Present
Icapital Markets LLC (NEW YORK NY)
NY
01/22/2021 - 06/18/2024
FRANKLIN DISTRIBUTORS, LLC (New York NY)
CT
05/11/2015 - 10/12/2020
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
CT
08/23/2013 - 05/11/2015
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
BOTH
Issued 05/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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