Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Martone is an active investment advisor representative with UBS Financial Services Inc. with over 40 years of experience in the financial services industry. Craig has held previous positions at several firms, including Morgan Stanley & Co. LLC, BANC OF AMERICA SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and HSBC SECURITIES (USA) INC. Craig specializes in providing financial advice and portfolio management services to a range of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/15/2024 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
12/04/2009 - 02/28/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
02/09/2009 - 11/12/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/16/2005 - 02/09/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/17/2003 - 04/13/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
12/17/1993 - 03/20/2003
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
10/29/1985 - 03/20/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
10/16/1984 - 05/03/1985
CITIWIDE SECURITIES CORP.
NA
04/17/1984 - 03/20/1985
C.W. RHOADES & CO., INC.
NA
09/21/1983 - 12/31/1984
MARSAN SECURITIES CO., INC.
NA
12/09/1983 - 03/08/1984
EDWARD A. VINER & CO., INC.
IA
Issued 04/15/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/20/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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