Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Mark Zando has been active in the financial services industry since 1995. Craig is currently registered with MUFG Securities Americas Inc. and is licensed to sell securities in all 50 states. Craig previously worked with B. Riley Securities, Inc., RBC Capital Markets, LLC, Deutsche Bank Securities Inc., CIBC World Markets Corp., TD Securities (USA) Inc., and Mendham Capital Group, Inc. Craig holds the Series 7 and Series 63 registrations. Craig is a seasoned professional with a long and distinguished career in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NJ
10/06/2022 - 11/08/2022
B. RILEY SECURITIES, INC. (Parsippany NJ)
NY
06/23/2014 - 07/05/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/30/2007 - 06/24/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/11/2003 - 05/16/2007
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/02/1998 - 02/24/2003
TD SECURITIES (USA) INC. (NEW YORK NY)
NJ
09/09/1994 - 02/12/1998
MENDHAM CAPITAL GROUP, INC. (ROSELAND NJ)
BC
Issued 01/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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