Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig m.? Claim Your ProfileCraig Hyatt is a financial advisor with over 30 years of experience in the industry. Currently, Craig is affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds several licenses and certifications, including Series 7, Series 9, Series 10, Series 24, and Series 63. Previously, Craig has held positions with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Wells Fargo Brokerage Services, L.L.C., and BA Investment Services, Inc. Craig is a specialist in fixed income, equities, mutual funds, alternative investments, and insurance, and offers a variety of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/20/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TUCSON AZ)
AZ
01/03/2011 - 02/02/2017
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (TUCSON AZ)
CA
01/05/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
03/19/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
05/08/1997 - 01/05/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
09/24/1993 - 05/16/1995
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
NA
06/07/1990 - 10/02/1991
GRIFFIN FINANCIAL SERVICES
NY
02/21/1985 - 06/12/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 3/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/6/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/29/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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