Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Craig? Claim Your ProfileCraig Gougis is an investment advisor representative at Emerson Equity LLC, registered in California. Craig has over 20 years of experience in the financial services industry. Prior to joining Emerson Equity LLC, Craig was a registered representative at National Securities Corporation. Craig is a Series 7, 66, 24, 53, 3, 52, 99 and SIE licensed professional, and specializes in financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2021 - Present
Emerson Equity LLC (Irvine CA)
CA
05/06/2009 - 10/05/2021
NATIONAL SECURITIES CORPORATION (NEWPORT BEACH CA)
CA
07/16/2007 - 05/12/2009
SAGEPOINT FINANCIAL, INC. (SAN CLEMENTE CA)
CA
07/06/2006 - 07/30/2007
CITIGROUP GLOBAL MARKETS INC. (NEWPORT BEACH CA)
CA
02/28/2002 - 04/20/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
08/14/1999 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/28/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/20/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2006
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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