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Craig Lambert Massey

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Craig Lambert Massey

Craig Lambert Massey is an active investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. with 37 years of experience in the industry. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Craig Lambert Massey was registered with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., CIBC Oppenheimer Corp., MML Investors Services, Inc., Peregrine Securities Corporation, Ballantrae Securities, Inc. and The Deering Massey Group.

Firm Information

Craig Massey is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Craig Massey’s Registration & Firm History

TX

04/19/2013 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)

TX

06/01/2009 - 05/16/2013

MORGAN STANLEY (HOUSTON TX)

TX

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)

TX

11/20/1998 - 04/02/2007

MORGAN STANLEY DW INC. (HOUSTON TX)

NY

07/08/1994 - 12/03/1998

CIBC OPPENHEIMER CORP. (NEW YORK NY)

MA

12/11/1992 - 07/18/1994

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

11/13/1984 - 12/21/1990

PEREGRINE SECURITIES CORPORATION

NA

09/23/1988 - 10/19/1989

BALLANTRAE SECURITIES, INC.

NA

08/14/1984 - 02/04/1985

THE DEERING MASSEY GROUP

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Licenses & Designations

IA

Issued 04/11/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/11/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/1984

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 04/07/1994

Series 7 - General Securities Representative Examination

BC

Issued 06/21/1984

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Craig Lambert Massey.
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