linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Craig L Quinlan

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Craig? Claim Your Profile

About Craig L Quinlan

Craig L Quinlan is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Craig has been in the securities industry since March 1, 1988. Craig is registered with FINRA and the state of California. Craig specializes in investment research and referrals to other advisers. Craig has been with Northwestern Mutual Investment Services, LLC since July 2014. Prior to that, Craig worked for Northwestern Mutual Life Insurance Company in Milwaukee, WI.

Firm Information

Craig Quinlan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

11111 SANTA MONICA BLVD

LOS ANGELES, CA 90025

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Craig Quinlan’s Registration & Firm History

CA

01/12/2022 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

CA

07/29/2014 - 11/09/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Walnut Creek CA)

NY

07/13/1987 - 02/07/2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)

WI

10/10/1989 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

Not sure if Craig L Quinlan is right for you?

Licenses & Designations

BOTH

Issued 1/10/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 4/19/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 3/8/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 3/5/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/9/2004

Series 7 - General Securities Representative Examination

BC

Issued 7/10/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craig L Quinlan.
Not sure if Craig L Quinlan is right for you?